{"id":6166,"date":"2017-07-17T17:43:31","date_gmt":"2017-07-17T17:43:31","guid":{"rendered":"https:\/\/www.white-baos.com\/professional-responsibility-of-financial-or-investments-advisors-in-spain-ii-how-to-avoid-problems-precautions\/"},"modified":"2020-09-10T07:24:33","modified_gmt":"2020-09-10T07:24:33","slug":"professional-responsibility-of-financial-or-investments-advisors-in-spain-ii-how-to-avoid-problems-precautions","status":"publish","type":"post","link":"https:\/\/www.white-baos.com\/en\/professional-responsibility-of-financial-or-investments-advisors-in-spain-ii-how-to-avoid-problems-precautions\/","title":{"rendered":"Professional responsibility of financial or investments advisors in Spain II. How to avoid problems, precautions."},"content":{"rendered":"
As we pointed out in a recent article, unfortunately many people have suffered the consequences of having invested through investment or financial advisors who operate in Spain, many of them in an absolutely illegal, negligent, way.<\/p>\n
Needless to say, all those financial advisors like any other professionals who do their job correctly and legally, deserve our respect and recognition.<\/p>\n
But, in the same way, that as a lawyer, I understand that we must fight against legal advisers who are not qualified or legally able to give advice in Spain and do not have the necessary knowledge, it is important that everyone and especially those financial advisers who act in a correct way fight against those who do not taking into account that the consequences of their negligent actions, when not illegal, can be very serious.<\/p>\n
<\/p>\n
Precautions, checks and information.<\/span><\/strong><\/p>\n Based on the information published by the National Securities Market Commission (CNMV), we are going to give in this article, especially dedicated to those who have contracted (they had, or perhaps will have) an investment advisor, some basic tips that must be taken into account.<\/p>\n <\/p>\n 1.-Checks.<\/span><\/strong> Any adviser, whether individual or company, able to provide financial or investment advice in Spain legally, must be registered with the CNMV.<\/p>\n